Through extensive HR consultancy with existing clients on their SMCR journey, we identified an opportunity to create a solution for all SMCR firm categories. In addition to our own experiences, we have drawn on subject matter experts across Regulatory Compliance, Legal and Technology to ensure firms stand up to the scrutiny of the regime.
With the end-user experience as a key design principle, we have built an intuitive interface that makes navigation quick and efficient.
We have aligned our core data with the regulator’s requirements for updating the Financial Services Register, Regulatory References, Senior Manager applications and Responsibilities Maps.
We deliver system-driven workflows and approvals enabling evidence-based decision making.
We provide flexible administration configuration to enhance the efficiency of system management.
Key practical reasons why PeopleClear SMCR is the best tool to help you manage SMCR regulation:
- SaaS based solution, easy to implement
- APIs and uploads for data entry which minimise double entry
- Easy to administer with defined roles for system, certification and senior manager administration
- Annual certification process aligned with firm’s cycle
- Interim certification process to cater for joiners, leavers and transfers
- Historical certification records
- Comprehensive evidence
- Produces the firm’s Management Responsibility Map (MRM), including Senior Management and Governance organisation charts
- Statement of Responsibility (SOR)
- Allocation of firm’s functions, responsibilities and delegations
- Regulatory references and ability to update (track)
- And many more…..
Safety & Security
We are ISO27001 certified and use the latest technology, including a fully managed ledger database and information security protocols that protect your valuable data.