SMCR Case Study: Asset Management Company

How We Can Help

Discover how our SMCR solutions revolutionise compliance in the Asset Management sector. Explore our case study to see how we’ve empowered Asset Management companies to navigate the complex regulatory landscape effortlessly. From streamlined reporting to robust governance, we’re your partner in achieving compliance excellence.

The Challenge

The UK subsidiary of a US firm needed to update their SMCR understanding both for Senior Managers and all
Certified staff.

Several management changes, including in support functions, necessitated a training package for all concerned. In particular, the senior management team wanted to fully understand their responsibilities from a practical perspective.

The Solution

PeopleClear tailored a senior management workshop for the Board, which included scenarios and practical steps required to meet their responsibilities.

Also, a package of Certified Persons workshops was rolled out to all relevant staff which were also scenario
based to make it as practical as possible.

Finally, a video was produced of the Board session to be shared with those who were unable to attend.

The Outcome

We received positive feedback from all participants, mainly due to the practical rather than theoretical approach to the SMCR training.

The company now wants to explore implementing PeopleClear SMCR to further strengthen their SMCR processes and help teams save time.


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Our Technology

A secure environment to easily input and manage business-critical information.

Our Technology
Why PeopleClear™

An innovative tool to help organisations regulated by SMCR navigate and simplify the Certification Process.

Why PeopleClear™?
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