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Who Are PeopleClear™ SMCR?

PeopleClear™ SMCR are your partners in navigating the complex world of Senior Managers and Certification Regime (SMCR) compliance. Our mission is to empower businesses with up-to-date SMCR regulations and compliance.

Through extensive HR consultancy, we identified the need for a solution for all SMCR firm categories. We collaborate with experts in Regulatory Compliance, Legal, and Technology to guarantee your firm’s success.

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Making the complex more manageable to drive accountability and reinforce a positive culture

The primary objectives of the Senior Manager and Certification Regime (SMCR) are to protect consumers and strengthen market integrity. This will be achieved by holding every individual within regulated firms accountable for their actions, conduct and competence.

It is now your company that is responsible, not the regulator. The regime shifts the responsibility for activities within a firm onto senior managers and also brings into scope non-executive directors.

Are you confident in your SMCR processes?
For Senior Managers & Certified Individuals

PeopleClear SMCR was purpose built with three outcomes in mind:

  • To provide Senior Managers with the information they need to manage the complex requirements of SMCR and demonstrate reasonable steps to the regulators
  • To enable Certified Individuals to upload key evidence to demonstrate that they are fit, proper, and competent
  • To help HR, Compliance and other Support Functions facilitate the certification process and demonstrate to the Regulators that reasonable steps have been taken by all parties
How SMCR Consultancy Can Help
SMCR Software, Diagnostic, Training and Consulting services

SMCR applies to all financial services businesses, including banks, funds and investments, insurers and FinTech startups. It is designed to improve standards of conduct within the sector and promote a culture of individual accountability. We go beyond providing software solutions for compliance to offering expert SMCR consultancy and training. Our team can help your HR and Compliance teams confidently reach their regulatory goals with ease. Whatever stage you’re at, we’re here.

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Some of Our Capabilities
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Utilising Existing Data Sets
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Allocation of Functions and Responsibilities
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Statements of Responsibilities & Management Responsibilities Maps
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Aligned with FCA Register Templates
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Certification Workflow
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Regulatory References
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Latest Insights
All Insights

AI in Insurance: Code of Conduct

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What is the 6th Conduct Rule?

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What is the Consumer Duty of Care?

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SMCR Now! Episode 5: Jon Ellis, Consumer Duty Expert

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SMCR Review: What’s next?

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Individual Accountability: Creating the right culture for financial services firms

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Time for a Spring Clean with our SMCR Process Review

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SMCR Review: Time for an Update?

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